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The Wholesale IT Risk and Control Regional Lead provides strategic leadership for compliance with the firm’s Risk and Control Framework and regional regulatory requirements. The role oversees governance, regulatory engagement, risk and control processes, and technology risk initiatives, while serving as a liaison among regulators, regional management, and corporate stakeholders. It also supports the development of Japan IT Risk and Control team members and oversees vendor relationships.

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応募資格

必須

Bachelor’s degree in Information Technology, Computer Science, or a related field.
10+ years of experience in IT Risk & Control within the financial services industry.
Strong knowledge of the Japanese regulatory environment and experience working with Japanese regulators.
Experience managing third parties, including review of contractual terms and sub-vendor relationships.
Strong knowledge of Operational Risk frameworks, including policies, controls, risk taxonomy, events, and risk assessments.
Fluent in both English and Japanese, written and spoken at business level or above.
Strong communication, leadership, and stakeholder management skills.
Ability to influence senior stakeholders and secure alignment across teams.
Strong analytical skills and the ability to learn new systems and products quickly.
Strong problem-solving skills and the ability to perform under pressure.
Strategic mindset with experience supporting long-term technology and risk roadmaps.

歓迎

Good understanding of technology stacks, application components, and technical architecture.
Experience across key technology processes such as Incident Management, Change Management, SDLC, DevOps, Data Management, Asset Management, Cloud, Control Management, RCSA, and Risk Management.
Experience identifying emerging technology risks and using industry trends to improve control environments.
Familiarity with managing regulatory submissions and follow-ups with authorities.
JSDA (Japan Securities Dealers Association) Sales Representative Qualification

募集要項最終確認 11/12

職種: リスクマネジメント
雇用形態: 記載なし
採用区分: キャリア採用Experienced Recruiting
役職: Vice President
給与: 記載なし
勤務地: 東京都
働き方: 記載なし
経験年数: 10年以上
学歴: 大学卒業以上
掲載日: 2026/07/05 01:02（131日前）
最終確認: 2026/11/12 22:42（1日前）

仕事内容

Job Overview

The role of Wholesale IT Risk and Control Regional lead will provide strategic and leadership vision on achieving and maintaining full compliance with the Firms Risk and Control Framework and the Regional Regulatory requirements. The position combines critical thinking, regulatory environment savviness, relationship building and delivery excellence. Reporting functionally to the Global Head of Wholesale IT Risk & Control lead and locally to the regional Head of Wholesale Production Services, the candidate in this role will serve as the key liaison between regulators, regional management and corporate stakeholders, ensuring seamless adoption of regulatory mandates, including Economic Security Promotion Act (ESPA), and the Technology Risk Framework. Risk and Control environment is dynamic and continually evolving. It is impacted by regional and global internal and regulatory drivers.

Strategic Leadership & Vision

Provide vision and leadership by defining and managing governance framework to oversee and deliver adequate timely management reporting on the firm’s compliance with regional regulatory mandates
Establish strategic repeatable processes to ensure consistent compliance with JFSA regulations, including but not limited to Economic Security Act Promotion Act “ESPA”. The processes should tackle:
Scope Management: Assess new applications and material changes to existing applications
Change Management: planning, tracking and reporting of remediation activities. Onboarding of new applications
Vendor & Contract Management: timely engagement with vendor to secure required materials, assess changes and manage exceptions to achieve compliance. Engage legal teams when needed to review and amend contracts as needed
Regulatory Engagement: Active engagement with JFSA and quality submissions of required templates. Follow ups on regulators inquiries, tracking of open matters and securing required regulatory approvals
Inform, and advice, Wholesale IT management on Technology Risk and Control framework including global IT policies & standards mandates, key processes and exception management.
Partner with local Risk and Control teams on process improvements, information sharing, local reporting and scope management
Protect the firm from IT risks through accountability for oversight and improvements across regulatory, risk and control disciplines

Transformation & Modernization

Enhance management of risk and control capabilities by driving automation initiatives and enhanced reporting
Stay current with industry trends and regulatory requirements to identify and resolve implementation gaps
Establish governance and control process required to meet local regulatory requirement, own its execution engaging internal stakeholders within IT organization.

Regulatory Compliance & Risk Management

Bring deep understanding of Japan's business and regulatory environment
Work closely with Regional Management, Operational Risk Management, and internal and external Audit to ensure IT Risk and Control deliverables are defined and executed to agreed schedules
Ensure IT teams across Wholesale and Corporate functions adhere to relevant technology policies and controls
Maintain acute awareness of compliance obligations and operate with precision within rigorous regulatory and audit frameworks

Team Development & Governance

Foster career development for Japan IT Risk and Control members, working with global functional leads to unlock team potential and support professional growth
Oversee vendor relationships and contract negotiations to optimize service delivery and cost-effectiveness
Ensure compliance with company rules and regulations for all staff under management

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