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東京都のリスクマネジメントの求人131件応募資格・募集要項・仕事内容を見る
Wholesale IT Regional Risk and ControlSenior Associate
- 給与
- 記載なし
- 勤務地
- 東京都千代田区
- 休日
- 記載なし
- 雇用形態
- 記載なし
どんな仕事かAIによる生成
The Wholesale IT regional Risk and Control team member supports compliance with the Firm’s Risk and Control Framework and regional regulatory requirements. The role supports the regional IT Risk and Control lead as a key liaison between regulators, regional management and corporate stakeholders, including for adoption of regulatory mandates such as ESPA and the Technology Risk Framework. Responsibilities include regional governance, regulatory engagement, risk and control process improvements, automation, reporting, and oversight of IT policies and controls.
この求人に応募
応募資格
必須
- Bachelor’s degree in information technology or similar field
- Minimum 5 years of relevant IT Risk & Control experience in the financial industry
- Fluent in both English and Japanese, written and spoken at business level or above.
- Strong communication, leadership, and stakeholder management skills.
- Strong analytical skills and the ability to learn new systems and products quickly.
- Strong problem-solving skills and the ability to perform under pressure.
歓迎
- Knowledge of the Japanese regulatory environment and experience working with Japanese regulators.
- Experience managing third parties, including review of contractual terms and sub-vendor relationships.
- Knowledge of Operational Risk frameworks, including policies, controls, risk taxonomy, events, and risk assessments.
- Understanding of technology stacks, application components, and technical architecture.
- Experience across key technology processes such as Incident Management, Change Management, SDLC, DevOps, Data Management, Asset Management, Cloud, Control Management, RCSA, and Risk Management.
- JSDA (Japan Securities Dealers Association) Sales Representative Qualification
求める人物像
- The team champions diversity and inclusivity as drivers of innovation and excellence, welcoming collaborative professionals who bring both proven expertise and an eagerness to master emerging technologies.
募集要項最終確認 11/12
- 職種
- リスクマネジメント
- 雇用形態
- 記載なし
- 採用区分
- キャリア採用Experienced Recruiting
- 役職
- Senior Associate
- 給与
- 記載なし
- 勤務地
- 大手町
- 働き方
- 記載なし
- 経験年数
- 5年以上
- 学歴
- 大学卒業以上
- 掲載日
- 2026/07/05 01:02（131日前）
- 最終確認
- 2026/11/12 22:42（1日前）
仕事内容
Job Overview
- The role of Wholesale IT regional Risk and Control team member will provide strategic service core to achieving and maintaining full compliance with the Firms Risk and Control Framework and the Regional Regulatory requirements. The position combines critical thinking, regulatory environment savviness, relationship building and delivery excellence. Reporting functionally and locally to the regional IT Risk and Control lead, the candidate in this role will support the Risk and Control lead in serving as the key liaison between regulators, regional management and corporate stakeholders, ensuring seamless adoption of regulatory mandates, including Economic Security Promotion Act (ESPA), and the Technology Risk Framework. Risk and Control environment is dynamic and continually evolving. It is impacted by regional and global internal and regulatory drivers. The team champions diversity and inclusivity as drivers of innovation and excellence, welcoming collaborative professionals who bring both proven expertise and an eagerness to master emerging technologies.
Strategic Leadership & Vision
- Support and drive the implementation of regional governance framework to oversee and deliver adequate timely management reporting on the firm’s compliance with regional regulatory mandates
- Execute strategic repeatable processes to ensure consistent compliance with JFSA regulations, including, but not limited to, Economic Security Promotion Act “ESPA”. The processes address:
- Scope Management: Assess new applications and material changes to existing applications
- Change Management: planning, tracking and reporting of remediation activities. Onboarding of new applications
- Vendor & Contract Management: timely engagement with vendor to secure required materials, assess changes and manage exceptions to achieve compliance. Engage legal teams when needed to review and amend contracts as needed
- Regulatory Engagement: Active engagement with JFSA and quality submissions of required templates. Follow ups on regulators inquiries, tracking of open matters and securing required regulatory approvals
- Inform, and advice, Wholesale IT management on Technology Risk and Control framework including global IT policies & standards mandates, key processes and exception management.
- Partner with local Risk and Control teams on process improvements, information sharing, local reporting and scope management
- Protect the firm from IT risks through accountability for oversight and improvements across regulatory, risk and control disciplines
Transformation & Modernization
- Enhance management of risk and control capabilities by driving automation initiatives and enhanced reporting
- Stay current with industry trends and regulatory requirements to identify and resolve implementation gaps
- Establish governance and control process required to meet local regulatory requirement, own its execution engaging internal stakeholders within IT organization.
Regulatory Compliance & Risk Management
- Bring deep understanding of Japan's business and regulatory environment
- Work closely with Regional Management, Operational Risk Management, and internal and external Audit to ensure IT Risk and Control deliverables are defined and executed to agreed schedules
- Ensure IT teams across Wholesale and Corporate functions adhere to relevant technology policies and controls
- Maintain acute awareness of compliance obligations and operate with precision within rigorous regulatory and audit frameworks
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職種と勤務地が似ている求人東京都のリスクマネジメント 131件
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- 法務 リスクマネジメント責任者候補
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