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東京都のコンプライアンスの求人273件応募資格・募集要項・仕事内容を見る
Director, Legal & Compliance
- 給与
- 記載なし
- 勤務地
- 東京都
- 休日
- Saturdays and Sundays
- 雇用形態
- 記載なし
どんな仕事かAIによる生成
This role provides hands-on compliance advisory and oversight support to Manulife Investment Management Japan in relation to statutory and regulatory requirements for the asset management business. It leads and supervises junior team members and works with business and functional stakeholders to support regulatory outcomes and effective risk management.
この求人に応募
応募資格
必須
- Work experience as a compliance officer in asset management company (more than 8 years)
- Knowledge of local laws and regulations related to asset management business, i.e. Financial Instruments and Exchange Act and Investment Management Association of Japan Rules
- Audit/Law/Compliance background; preferably with accounting/ finance/ legal designation.
- Strong interpersonal abilities coupled with proven leadership skills. Demonstrated strong personal judgement and the ability to navigate complex stakeholder dynamics.
- Ability to demonstrate a high degree of initiative and a strong commitment to meeting deadlines.
- Japanese (fluent, especially in reading / writing)
- English (business conversational, intermediary in reading / writing )
求める人物像
- You obsess about customers, listen, engage and act for their benefit
- You think big, with curiosity to discover ways to use your agile mindset and enable business outcomes
- You thrive in teams, and enjoy getting things done together
- You take ownership and build solutions, focusing on what matters
- You do what is right, work with integrity and speak up
- You share your humanity, helping us build a diverse and inclusive work environment for everyone
募集要項最終確認 11/5
- 職種
- コンプライアンス
- 雇用形態
- 記載なし
- 役職
- This role is a senior team‑lead position within the Compliance functionThe incumbent will lead and supervise junior team members
- 給与
- 記載なし
- 給与の詳細
- Based on our Work Rules, we will consider your experience, skills and knowledge when we decide the salary.Commutation allowance and Variable Incentive Bonus are paid based on our Work Rules.
- 手当
- Commutation allowance
- 勤務地
- Marunouchi Office, Marunouchi Trust Tower North 15F, 1-8-1 Marunouchi, Chiyoda-ku, Tokyo Japan
- 働き方
- Follow Manulife Guidelines on remote workHybrid
- 勤務時間
- Overtime is required on occasional basisStandard Working Hours: 9:00am - 5:00pm (Include 1 hour break. Flextime system available)
- 休日・休暇
- Saturdays and SundaysYear-end and new year holidays (December 30, December 31, January 2 and January 3)Annual Paid HolidayFor Regular employee, other special holidays are available (e.g. Anniversary Leave, etc.)
- 福利厚生
- Benefit OneTraining system (include Japanese lesson / English lesson)Childcare Leave/Family care LeaveBaby-sitter support programwiwiw System (Support program for those who take Childcare Leave)Retirement Pension (only for Regular employee).
- 社会保険
- Social Insurance (Health Insurance, Employees' Pension, Unemployment Insurance, Worker's Accident Insurance)
- 経験年数
- 8年以上
- 掲載日
- 2026/11/04 14:08（1日前）
- 最終確認
- 2026/11/05 00:21（今日）
仕事内容
The Opportunity
- The customer is the focus of everything we do, and millions of end users rely on our products daily. We believe in the value of empowering **Compliance Director** with the resources to solve critical problems for the future of our business, which is why we need you.
Role Summary:
- This role is a senior team‑lead position within the Compliance function, responsible for providing hands‑on compliance advisory and oversight support to **Manulife Investment Management Japan (MIMJ)** in relation to statutory and regulatory requirements applicable to the asset management business.
- The incumbent will lead and supervise junior team members, ensuring the delivery of high‑quality, timely, and practical compliance support, while fostering a collaborative and professional team environment. The role requires close engagement with business and functional stakeholders, including participation in complex or sensitive discussions, to facilitate sound regulatory outcomes and effective risk management.
Job Description:
- Supervise compliance of other departments with regulations as well as internal rules and provide compliance advice in pragmatic manner.
- Investment compliance oversight to the front office investment activities, including the interpretation of Japan regulatory requirements as well as client/ fund offering documents requirements for monitoring purpose.
- Group compliance policies implementation including advising impacted departments and resolving implementation challenges.
- Review variety of internal / external compliance reports, e.g. reporting to the Group Compliance, filing to the FSA and industry associations.
- Supports JP FSA matters, including handling of onsite inspections, licensing issues and responding to regulator’s enquiry.
- Facilitating the escalation of compliance issues, providing support for internal reviews, and delivering resolutions for identified control gaps.
- Overseeing sales and marketing activities and Know-Your-Clients and anti-money laundering issues.
この求人は、マニュライフ生命保険株式会社の採用ページの内容をAIが読み取って整理したものです。応募の前に採用ページの原文を確かめてください。データの集め方企業サイト
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