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eTrading Risk and Control (First Line)

野村證券株式会社

コーポレート　東京都千代田区　企業サイト　掲載 7/5

給与

記載なし※ 募集要項に金額の記載がありません

勤務地
東京都千代田区
雇用形態
記載なし
働き方
記載なし
年間休日
記載なし

要約求人票をもとにAIがまとめたものです

The eTrading Risk and Control (ERC) governance function is a first line of defence function for low touch electronic trading within Instinet/Nomura. The role involves governance and oversight of Equities ERC activities in Japan, maintaining algorithms and risk control documentation, and advising ERC businesses on the governance framework. It also includes facilitating approval processes, developing tools and coordinating risk and control reviews.

応募資格

必須

  • A strong understanding of algorithmic trading systems and the inherent risks involved in their use, along with various controls used to mitigate such risks.
  • Strong communication skills and ability to engage with all levels of management
  • Strong communication skills in both Japanese and English are required
  • A self-starter with an ability to drive initiatives and collaborate with global counterparts on deliverables.
  • Ability to analyse, interpret, re-factor and present complex data-sets.
  • Strong Excel and presentation skills preferable.
  • Knowledge of local regulations and key exchange rules relating to algorithmic trading preferable.
  • A deep knowledge of equities markets
  • Track record of sound risk management to reduce operational and conduct risk and facilitate rapid business development.
  • Experience in ERC, Technology, Compliance, Operational Risk Management, Audit and/or other relevant function preferable.
  • ※Candidate is required to obtain Sales Representative Qualification within the first 2 months of hiring.

募集要項最終確認 9/26

職種
リスクマネジメント
雇用形態
記載なし
役職
Vice President / Executive Director
給与
記載なし
勤務地
大手町
働き方
記載なし
掲載日
2026/07/05 00:58（86日前）
最終確認
2026/09/26 01:04（3日前）

仕事内容

Job/Group Overview

The eTrading Risk and Control (ERC) governance function is a first line of defence function for low touch electronic trading within Instinet/Nomura.

The team will work closely with each ERC businesses and technology across Global Execution Services and Equity Trading as well as Second Line functions.

ERC governance function is responsible for the build out and maintenance of robust control framework that mitigates risks associated with low touch electronic trading including conduct risk.

The ERC governance function is responsible for maintenance of algorithms, ERC flow diagrams, risk control inventory and related documentation, facilitation of approval process for new algorithms and material changes, control processes and procedures etc.

The ERC governance function will be working with the division heads, desk heads, quants, technology and business COO to ensure a smooth running of ERC platforms, and to contribute to their business development.

The firm has been investing continuously over the past few years to grow their penetration of electronic trading wallets globally.

Responsibilities

Governance and oversight of Equities ERC activities in Japan including maintenance of algorithms & risk controls inventory and related documentation, conduct annual review and attestation.

Provide expert guidance to ERC businesses with respect to ERC Governance Framework including adherence to Policy and local regulatory requirements.

Facilitate new algo and material change approval process, vendor due diligence.

Work with business and second line in design and calibration of ERC risk controls.

Development of strategic tool for maintenance of inventory, documentation and managing workflow.

Liaising with Regulators and Audit when required.

Assist in development of ERC policy, training, control processes and procedures.

Co-ordination of regional or legal entity specific governance forums.

Co-ordination of Risk and Control Self-Assessment and review and challenge of operational risk events.

Team provides positive workplace; focus on well-being and work-life balance

この求人は野村證券株式会社の採用ページの掲載内容をもとに構成しています。応募条件の最新情報は募集元をご確認ください。

東京都のリスクマネジメントの求人176件

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