どんな仕事かAIによる生成

This second line role within Global Financial Crimes Compliance supports the Bank's Anti-Money Laundering (AML) and Financial Crime Compliance program. The role investigates complex financial crime cases escalated to the MLRO, assesses suspicious activity, and prepares Suspicious Transaction Reports (STRs). It also supports AML risk management and governance activities in Asia Pacific, including risk assessments, regulatory change implementation, management reporting, and regulatory examination support.

応募資格・募集要項・仕事内容を見る

応募資格

必須

5+ Years of relevant work experience in Anti-Money Laundering, Fraud and/or Economic Sanctions
Ability to read and interpret regulatory guidance
Strong written and verbal communication skills and the ability to communicate and work with all levels within the organization
Sound risk management skills and an ability to apply discernment, take decisions when required and to escalate concerns when necessary
Must possess excellent time-management, problem solving, and critical thinking capabilities
Ability to handle multiple projects in a dynamic environment Proficiency with MS Office programs – including strong Excel expertise and Copilot
Ability to work across a matrix organization
To proceed with your application, you must be at least 18 years of age.

歓迎

Subject matter knowledge and experience in financial crimes compliance
Certified Anti-Money Laundering Specialist (CAMS) certification;
Understanding of Banking products and Financial Crimes vulnerabilities
Bachelor's Degree

募集要項最終確認 11/9

職種: コンプライアンス
雇用形態: Full time
給与: 記載なし
勤務地: 1-4-1 Nihonbashi, Chuo-ku, Tokyo, 103-0027
働き方: 記載なし
経験年数: 5年以上
学歴: 大学卒業以上
掲載日: 2026/11/08 09:07（2日前）
最終確認: 2026/11/09 00:44（1日前）

仕事内容

Job Description:

This second line role within Global Financial Crimes Compliance will play a critical role in supporting the Bank's Anti-Money Laundering (AML) and Financial Crime Compliance program.
The role works closely with the MLRO to investigate into complex financial crimes cases that may require reporting of suspicious activity. The role is also responsible for conducting post-investigation reviews and case closure assessments to identify root causes, emerging financial crime risks, control gaps, and thematic trends. Insights from these reviews will be used to recommend enhancements to AML controls, monitoring scenarios, customer due diligence processes, and risk management practices to strengthen the effectiveness of the AML program. The role also includes managing and investigating into complex financial crime cases escalated to the MLROs, assess suspicious activity, and prepare Suspicious Transaction Reports (STRs) to the relevant regulatory and law enforcement authorities.
In addition, the role will support broader AML risk management and governance activities in Asia Pacific (APAC), including financial crime risk assessments, regulatory change implementation, policy and procedure enhancements, management reporting, and regulatory examination support. The successful candidate will work closely with business, operations, compliance, and regional stakeholders to ensure financial crime risks are appropriately identified, assessed, managed, and escalated, while contributing to the continuous improvement of the Bank's AML and Financial Crime Compliance framework.

Responsibilities:

Conduct end-to-end investigations of AML and financial crime cases escalated to the MLRO.
Support MLRO in assessing suspicious activity and preparing STRs to the relevant authorities in a timely and accurate manner.
Provide guidance and challenge to stakeholders on financial crime risk matters, investigation outcomes, and reporting obligations.
Conduct post-investigation reviews and case closure assessments to identify root causes, control weaknesses, emerging risks, and thematic financial crime trends.
Recommend and support implementation of enhancements to AML controls, transaction monitoring, customer due diligence processes, and investigation procedures based on lessons learned from completed cases.
Track and report recurring themes, risk indicators, and regulatory concerns arising from investigations to support MLRO oversight and ongoing program improvement.
Support AML risk management activities, including Customer Risk Assessments (CRA), enterprise financial crime risk assessments, and thematic reviews.
Monitor emerging AML, sanctions, fraud, and financial crime risks and recommend appropriate mitigating actions.
Support regulatory examinations, internal audits, and responses to regulatory inquiries.
Assist in the development, enhancement, and implementation of AML policies, procedures, controls, and governance frameworks.
Prepare management reporting and risk metrics to support MLRO oversight and decision-making.
Partner with local, regional, and global stakeholders to ensure compliance with regulatory requirements and enterprise financial crime standards.
Escalating financial crimes concerns to the Global Financial Crimes Manager or Executive

この求人は、BofA証券株式会社の採用ページの内容をAIが読み取って整理したものです。応募の前に採用ページの原文を確かめてください。データの集め方企業サイト

Global Financial Crimes Specialist, Japan

どんな仕事かAIによる生成

この求人に応募

応募資格

必須

歓迎

募集要項最終確認 11/9

仕事内容

Job Description:

Responsibilities:

同じ会社の求人9件

職種と勤務地が似ている求人東京都のコンプライアンス 282件

募集元の採用ページから応募できます

この求人と近い条件で探す数字はリンク先ページの掲載件数

応募資格の語から探す

この職種で探す

この勤務地で探す

働き方・年収で探す

この職種を募集する企業